| 13-00554 | 06/30/2014 | Claimant(s): Michael De Peaux
Claimant Lawyers(s): Thomas W. Pleasant
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Ralph M. Goren, Stanley H. Michelstetter, Mark A. Frankel
Hearing Site: Milwaukee, WI
|  | $0 |
| 12-02021 | 01/30/2014 | Claimant(s): Charles Gruberman, Joyce Gruberman
Claimant Lawyers(s): Paul H. Scheuerlein
Respondent(s): Michael Murphy, La Salle St. Securities, L.L.C.
Respondent Lawyers(s): Matthew M. Showel
Arbitrator(s): Ralph M. Goren, Peter Ordower, Donald M. Thompson
Hearing Site: Chicago, IL
| | $135,000 |
| 12-01571 | 10/11/2013 | Claimant(s): David Wasielewski
Claimant Lawyers(s): David Neuman
Respondent(s): Joel Blumenschein, Leonard Dunn, EZ Stocks., Freedom Investors Corp.
Respondent Lawyers(s): Andrew G. Frank
Arbitrator(s): Ralph M. Goren, James R. Schoenike, Fredric R. Dichter
Hearing Site: Milwaukee, WI
| | Expungement |
| 08-04460 | 12/15/2009 | Claimant(s): Hilary Gibbons, Joseph Gibbons
Claimant Lawyers(s): Joseph H. Gibbons
Respondent(s): Citigroup Global Markets., Jay Hesdorffer, Marietta Hesdorffer, Michael Coleman
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Robert W. Edler, Ralph M. Goren, Craig D. Cook
Hearing Site: Chicago, IL
| | $0 |
| 08-00672 | 12/02/2009 | Claimant(s): Dan Camphausen, Edmund Templeton, Gerald Tahtinen, Larry Myhre, OADS, INC., Heidi Sparacino, IRA, Judith Meyers, Bartlett and Doris Richards, Dennis and Heidi Sparacino, Bonnie Meyers, Indiv & as Trustee of, Shirely Wong Profit Sharing Trust, The Gerald and Mary Dassow Trust
Claimant Lawyers(s): Laurence M. Landsman, Nicholas P. Iavarone
Respondent(s): Advanced Equities.
Respondent Lawyers(s): Thomas P. Yardley
Arbitrator(s): Ralph M. Goren, Theodore L. Leeb, Craig D. Cook
Hearing Site: Chicago, IL
| | $174,766 |
| 07-02946 | 06/26/2008 | Claimant(s): Richard Haskell, Susan Haskell
Claimant Lawyers(s): Sean Greenwood
Respondent(s): Scottrade.
Respondent Lawyers(s): Thomas L. Azar
Arbitrator(s): Ralph M. Goren, Daniel C. Kriser, Marilee Roberg
Hearing Site: Chicago, IL
| | $0 |
