| 20-02684 | 07/09/2021 | Claimant(s): Charles Lawless
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Mesirow Financial.
Respondent Lawyers(s): Jeffrey Levine
Arbitrator(s): Donald M. Thompson
Hearing Site: Chicago, IL
| | |
| 20-02452 | 04/09/2021 | Claimant(s): Daniel O'Halloran
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Barron Chase Securities Inc.
Respondent Lawyers(s): Robert T. Kirk
Arbitrator(s): Donald M. Thompson
Hearing Site: Chicago, IL
| | |
| 19-02661 | 05/07/2020 | Claimant(s): Patricia Loris
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Laurel A. Whelan
Arbitrator(s): Donald M. Thompson
Hearing Site: Chicago, IL
| | |
| 18-02179 | 12/11/2019 | Claimant(s): Mark Munizzi
Claimant Lawyers(s): Steven P Gomberg
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Mark D. Knoll
Arbitrator(s): Donald M. Thompson, Craig D. Cook, Lisa M. Krimen
Hearing Site: Chicago, IL
| | |
| 16-00103 | 03/29/2018 | Claimant(s): John Duskey
Claimant Lawyers(s): Hilton Wiener
Respondent(s): John Murdy, Jonothon Lieberman
Respondent Lawyers(s): John W. Murdy, Jonothon Michael Lieberman
Arbitrator(s): Donald M. Thompson
Hearing Site: Chicago, IL
|  | $0 |
| 13-02536 | 12/18/2017 | Claimant(s): International MetalsTrading & Investment
Claimant Lawyers(s): Bill Perry
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Juli Aylesworth
Arbitrator(s): Peter Ordower, Donald M. Thompson, Sal Presti
Hearing Site: Chicago, IL
| | $0 |
| 15-03300 | 07/05/2016 | Claimant(s): Gary Ward
Claimant Lawyers(s): Gary Ward
Respondent(s): Associated Investment Services.
Respondent Lawyers(s): Michael Silver
Arbitrator(s): Donald M. Thompson
Hearing Site: Chicago, IL
| | $0 |
| 14-02620 | 08/04/2015 | Claimant(s): Amanda Dollinger, Matthew Dollinger
Claimant Lawyers(s): Marc S. Mayer
Respondent(s): UBS Financial Services Inc., Ryan Lindgren
Respondent Lawyers(s): Alise J. Henry
Arbitrator(s): Donald M. Thompson
Hearing Site: Chicago, IL
| | Expungement |
| 13-02526 | 10/21/2014 | Claimant(s): Grace Whang, Grace B. Whang Revocable Trust
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Genevieve Mar, Woodbury Financial Services.
Respondent Lawyers(s): Cory D. Olson, Eric A. Michaels
Arbitrator(s): Sheldon I. Saitlin, Donald M. Thompson, Patrick Richard Stoker
Hearing Site: Chicago, IL
| | Expungement |
| 12-02021 | 01/30/2014 | Claimant(s): Charles Gruberman, Joyce Gruberman
Claimant Lawyers(s): Paul H. Scheuerlein
Respondent(s): Michael Murphy, La Salle St. Securities, L.L.C.
Respondent Lawyers(s): Matthew M. Showel
Arbitrator(s): Ralph M. Goren, Peter Ordower, Donald M. Thompson
Hearing Site: Chicago, IL
| | $135,000 |
