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FINRA Awards for Hilton Wiener

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Displaying 10 out of 33 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0136912/09/2020Claimant(s): Lee Abrahamsen, Robert Abrahamsen, Robert Abrahamsen SER IRA
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Zachary Bader
Respondent Lawyers(s): Zachary T. Bader
Arbitrator(s): Catherine M. Gallagher
Hearing Site: Augusta, ME
Checkmark Icon$132,986
20-0130909/10/2020Claimant(s): Dolan Family Trust Account
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Jonah Engler
Respondent Lawyers(s): Jonah Engler
Arbitrator(s): Janice L. Sperow
Hearing Site: San Diego, CA
Checkmark Icon$72,000
18-0371705/23/2019Claimant(s): Paul Garber
Claimant Lawyers(s): Hilton Wiener
Respondent(s): James Schwartz, Aegis Capital Corp.
Respondent Lawyers(s): James Bradley Schwartz, Michael P. Gilmore
Arbitrator(s): Richard W. Dissen
Hearing Site: Augusta, ME
Checkmark Icon$300
15-0048405/15/2019Claimant(s): John Kenyon
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Anthony Sercia, Jason Klabal, Mario Sclafani, Michael Androulakis, Legend Securities.
Respondent Lawyers(s): Anthony Frank Sercia, Jason Harris Klabal, Mario Charles Sclafani, Salvatore Caruso, Scott Holcomb
Arbitrator(s): Sidney N. Weiss, Michele S. Riley, Ronald Jay Horowitz
Hearing Site: New York, NY
Checkmark IconExpungement
15-0263403/01/2019Claimant(s): Gordon Dootson
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Stephen Grivas, Obsidian Financial Group
Respondent Lawyers(s): Kevin Sharma, Stephen Grivas
Arbitrator(s): Joseph J. Arata, David S. Billet, Annamaria Boccia Smith
Hearing Site: New York, NY
Checkmark Icon$160,153
15-0192702/04/2019Claimant(s): Dolan Family Trust Account
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Brian Hagerman, John Vaughan
Respondent Lawyers(s): Brian Joseph Hagerman, John Joseph Vaughan
Arbitrator(s): James D. Knotter, Katherine Jane Morris, Thomas L. Marshall
Hearing Site: San Diego, CA
Checkmark IconDismissed by Rule 12601(c)
15-0284501/16/2019Claimant(s): Royce Felder
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Ahmad Wares, Anthony Caruso, Christopher Martin, Yvonne Owens, C.K. Cooper & Company.
Respondent Lawyers(s): Ahmad Wares, Alex Montano, Anthony Phillip Caruso, Christopher M. Martin, Yvonne R. Owens
Arbitrator(s): Susan Meek, Brian James Tagtmeier, Robert C. Rice
Hearing Site: Houston, TX
Checkmark Icon$0
15-0321311/15/2018Claimant(s): Charles Martin and Linda Martin
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Joseph Carrara, Kieran Loughran
Respondent Lawyers(s): Joseph Peter Carrara, Matthew N. Fiorovanti
Arbitrator(s): Mark A. Myers
Hearing Site: New Orleans, LA
Checkmark Icon$0
18-0106610/26/2018Claimant(s): Lee Abrahamsen, Robert Abrahamsen
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Edward Beyn
Respondent Lawyers(s): Edward Beyn
Arbitrator(s): John Edward Sylvester
Hearing Site: Augusta, ME
Checkmark Icon$50,000
16-0280809/26/2018Claimant(s): Joseph Myers
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Obsidian Financial Group
Respondent Lawyers(s): Kevin Sharma
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Wilmington, DE
Checkmark Icon$50,150

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