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FINRA Awards for Ronald Jay Horowitz

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0208302/26/2020Claimant(s): Timothy Cheriaparampil
Claimant Lawyers(s): Megan M. Christensen
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Allen Holeman
Arbitrator(s): Anna Lascar, Ronald Jay Horowitz, Andrew Morganstern
Hearing Site: New York, NY
15-0048405/15/2019Claimant(s): John Kenyon
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Anthony Sercia, Jason Klabal, Mario Sclafani, Michael Androulakis, Legend Securities.
Respondent Lawyers(s): Anthony Frank Sercia, Jason Harris Klabal, Mario Charles Sclafani, Salvatore Caruso, Scott Holcomb
Arbitrator(s): Sidney N. Weiss, Michele S. Riley, Ronald Jay Horowitz
Hearing Site: New York, NY
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