Potomac Analytics' Logo

FINRA Awards for David Lerner Associates.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 10 out of 66 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0100410/22/2024Claimant(s): Douglas McCredy, Gregory Dente
Claimant Lawyers(s): Ryan Cook
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Louis Arnold Russo
Hearing Site: Jersey City, NJ
Checkmark IconExpungement
21-0012008/13/2024Claimant(s): Ralph Shalom
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Eugene Small
Arbitrator(s): John A. Scudiero, Jay Alan Kranis, Louis Arnold Russo
Hearing Site: Jersey City, NJ
Checkmark IconExpungement
23-0263805/30/2024Claimant(s): Martin Walcoe
Claimant Lawyers(s): Michael Shannon
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Allen Holeman
Arbitrator(s): Howard D. Jacob, Sam Antar, Thomas Hynes
Hearing Site: New York, NY
23-0296305/03/2024Claimant(s): Nicholas Fusco
Claimant Lawyers(s): Jhansi Fusco
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Allen Holeman
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
21-0277903/12/2024Claimant(s): Philomena McCloskey, Philomena McCloskey IRA
Claimant Lawyers(s): Matthew Thibaut
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Ronald Harris Kisner
Hearing Site: New York, NY
Checkmark Icon$0
21-0219912/19/2023Claimant(s): John Russo, Maureen Russo, John Russo IRA, Maureen Russo IRA
Claimant Lawyers(s): Matthew Thibaut
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Euguene L. Small
Arbitrator(s): Sandra Holtzman, Thomas M. Madden, Carla Brydson
Hearing Site: New York, NY
Checkmark IconExpungement
22-0097612/08/2023Claimant(s): Harriet Isecke, William Isecke, Harriet Isecke IRA, William Isecke IRA
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): John A. Scudiero, Edith M. Novack, Emily Diamond
Hearing Site: Jersey City, NJ
Checkmark IconExpungement
22-0022710/30/2023Claimant(s): Lauren Gazzola as AIF for Robert Gazzola, The Robert Gazzola Irrevocable Trust
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Jud Perkins, David Adams Reif, Ilene J Feldman
Hearing Site: Hartford, CT
Checkmark IconDismissed by Rule 12212©
21-0233509/19/2023Claimant(s): Estate of Catherine Nicholson
Claimant Lawyers(s): Matthew Thibaut
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Anna K. Stark
Arbitrator(s): Steven N. Ainbinder, Kimberly A. Gilmour, Stephen John Gohlke
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
20-0358908/25/2023Claimant(s): Anita Glick, Gary Glick
Claimant Lawyers(s): Anita Glick, Gary Glick
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Anna K. Stark
Arbitrator(s): Seth L. Finkel
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

66 Results

Display: