| 21-02261 | 02/06/2023 | Claimant(s): Rahim Jiwa
Claimant Lawyers(s): Ryan Cook
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Jacqueline R. Fox, Denise Ereka Peterson, Vincent Vereen
Hearing Site: Houston, TX
|  | Expungement |
| 17-03209 | 06/29/2018 | Claimant(s): James Ward
Claimant Lawyers(s): Ryan Cook
Respondent(s): Fmsbonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Morton S. Bunis
Hearing Site: Newark, NJ
| | Stipulated Award |
| 15-00156 | 08/30/2016 | Claimant(s): Michael Hammel
Claimant Lawyers(s): Ryan Cook
Respondent(s): Michael Regina
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Mary Margaret Bush, Ralph L. Jacobson, Eric Carl Aker
Hearing Site: San Francisco, CA
| | $183,232 |
| 15-01119 | 05/19/2016 | Claimant(s): Joseph Rothbauer
Claimant Lawyers(s): Ryan Cook
Respondent(s): Hector Perez
Respondent Lawyers(s): Hector Perez
Arbitrator(s): William R. Jonson
Hearing Site: Houston, TX
| | $120,148 |
| 14-02772 | 03/01/2016 | Claimant(s): Derek Mangin, Earl Mangin, Heidi Mangin, Custodian for Alicia Mangin, Custodian for Jake McBride, Custodian for Keirsten Mangin, Custodian for Tiffany Mangin
Claimant Lawyers(s): Ryan Cook
Respondent(s): Malcolm Segal
Respondent Lawyers(s): Malcolm Segal
Arbitrator(s):
Hearing Site: Philadelphia, PA
| | $1,583,300 |
| 13-00366 | 12/08/2014 | Claimant(s): Michael Hammel, Michael D. Hammel IRA
Claimant Lawyers(s): Ryan Cook, Samuel B. Edwards
Respondent(s): James Bernthal, Qi Huang, Stephen Grivas, Upinder Sharma, Obsidian Financial Group
Respondent Lawyers(s): James Rhys Bernthal, Kevin Sharma, Qi Huang, Stephen Grivas, Upinder Kumar Sharma
Arbitrator(s): Kathryn J. Toronto, Barbara M. Anscher, Clifford A. Threlkeld
Hearing Site: San Francisco, CA
| | $182,932 |
| 13-01545 | 07/16/2014 | Claimant(s): Gloria Kirby, Beneficiary to the Maynard J. Kirby IRA, Gloria M. Kirby IRA
Claimant Lawyers(s): Robert A. Kantas, Ryan Cook
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): John A. Baynes, Stephen P. Hoffman, James Edwin Jackson
Hearing Site: Columbia, SC
| | Expungement |
| 12-03591 | 09/27/2013 | Claimant(s): Sherine Smith
Claimant Lawyers(s): Ryan Cook
Respondent(s): Linford Brown
Respondent Lawyers(s): Joel A. Sweetbaum
Arbitrator(s): S. Charles Tabak
Hearing Site: Newark, NJ
| | $22,231 |
