| 13-01545 | 07/16/2014 | Claimant(s): Gloria Kirby, Beneficiary to the Maynard J. Kirby IRA, Gloria M. Kirby IRA
Claimant Lawyers(s): Robert A. Kantas, Ryan Cook
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): John A. Baynes, Stephen P. Hoffman, James Edwin Jackson
Hearing Site: Columbia, SC
|  | Expungement |
| 10-02988 | 06/30/2011 | Claimant(s): Deanna Chesnut
Claimant Lawyers(s): Deanna Chesnut
Respondent(s): Cal Smith, Wells Fargo Investments, James Gatto, James Jackson, Jeremy Reynolds, Lewis Shuffler, Pat Robertson, Wells Fargo & Company, Wells Fargo Investment Group
Respondent Lawyers(s): Thomas Kopshever
Arbitrator(s): R. Lee Britton Jr.
Hearing Site: Houston, TX
| | $11,266 |
| 05-06273 | 05/19/2008 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): James Jackson, Laura Rowley
Respondent Lawyers(s): Robert A. Kantas, Ronald P. Kane
Arbitrator(s): Daniel R. Schmieder, Dale A. Hearn, Carol Frances Relihan
Hearing Site: Houston, TX
| | |
