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FINRA Awards for Wells Fargo & Company

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0392503/25/2014Claimant(s): Steven Savary
Claimant Lawyers(s): Jeffrey R. Youngman
Respondent(s): Wells Fargo Advisors, Jamie Meehan, William O'Connor, Meehan Financial Group, Wells Fargo & Company
Respondent Lawyers(s): Compliance Officer, Judy Louie
Arbitrator(s): Robert P. Porter
Hearing Site: Charlotte, NC
Checkmark IconExpungement
10-0298806/30/2011Claimant(s): Deanna Chesnut
Claimant Lawyers(s): Deanna Chesnut
Respondent(s): Cal Smith, Wells Fargo Investments, James Gatto, James Jackson, Jeremy Reynolds, Lewis Shuffler, Pat Robertson, Wells Fargo & Company, Wells Fargo Investment Group
Respondent Lawyers(s): Thomas Kopshever
Arbitrator(s): R. Lee Britton Jr.
Hearing Site: Houston, TX
Checkmark Icon$11,266

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