| 19-02616 | 11/23/2021 | Claimant(s): Allen Papir
Claimant Lawyers(s): Randall Place
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Jennifer Woods Burke
Arbitrator(s): R Lee Britton, Will Murphy, Donna Greenspan Solomon
Hearing Site: Boca Raton, FL
|  | Expungement |
| 19-02869 | 12/21/2020 | Claimant(s): Gadberry Financial Group LLC
Claimant Lawyers(s): Keith I. Billingsley
Respondent(s): Thomas Schallhorn
Respondent Lawyers(s): L. Kyle Heffley
Arbitrator(s): R Lee Britton, Bill Lamoreaux, David B. Kress
Hearing Site: Little Rock, AR
| | |
| 19-03472 | 10/16/2020 | Claimant(s): Bradley Stover
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Wesley Wallace
Respondent Lawyers(s): Wesley S. Wallace
Arbitrator(s): R Lee Britton
Hearing Site: Oklahoma City, OK
| | $27,695 |
| 17-03279 | 07/01/2019 | Claimant(s): Christopher Johnson, Lee Przybyla
Claimant Lawyers(s): Jonah Toleno
Respondent(s): USAA Financial Advisors.
Respondent Lawyers(s): Michael R. Greco
Arbitrator(s): R Lee Britton, Irving Sylvester Moses, Stephanie E. Simmons
Hearing Site: Houston, TX
| | |
| 18-00166 | 05/20/2019 | Claimant(s): Dallas Jones, Robyn Jones
Claimant Lawyers(s): Robert B. Sartin
Respondent(s): Cantella & Co..
Respondent Lawyers(s): John G. Moon
Arbitrator(s): R Lee Britton, Vicki J. Limas, Thomas Bentley Baines
Hearing Site: Oklahoma City, OK
| | $0 |
| 17-00756 | 10/02/2018 | Claimant(s): David Morin
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Windsor Street Capital
Respondent Lawyers(s): John Stalanski, CCO
Arbitrator(s): R. Lee Britton Jr., Montie G. Grimes, Jonathan Charles Day
Hearing Site: Houston, TX
| | $287,186 |
| 17-01257 | 08/22/2018 | Claimant(s): Raul Mendez
Claimant Lawyers(s): W. Fulton Broemer
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): R. Lee Britton Jr.
Hearing Site: Houston, TX
| | |
| 16-01883 | 09/08/2017 | Claimant(s): Ken Ridenour
Claimant Lawyers(s): Robert Nass-Worthington
Respondent(s): Dean Kennedy, William Stapleton, Texakoma Financial.
Respondent Lawyers(s): Barry F. Cannaday, Frank L. Broyles
Arbitrator(s): R. Lee Britton Jr., Mark C. Watler, Charles W. Adams
Hearing Site: Dallas, TX
| | Expungement |
| 14-02301 | 11/06/2015 | Claimant(s): Paula Mott
Claimant Lawyers(s): Sanford L. Dow
Respondent(s): Wunderlich Securities.
Respondent Lawyers(s): Jonathan Cromwell Hancock
Arbitrator(s): R. Lee Britton Jr., John F. Hinrichs, Julie Marie Miller
Hearing Site: Houston, TX
| | |
| 13-00784 | 03/04/2015 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Connie Mack, Mark Blom, Richard Rosso
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): R. Lee Britton Jr., Carol Akers Klug, Steven Dale Smit
Hearing Site: Houston, TX
| | |
