| 17-01930 | 04/07/2020 | Claimant(s): Michael Campbell, Dominick & Dickerman LLC
Claimant Lawyers(s): Edward James Little
Respondent(s): Gary Wunderlich, Wunderlich Securities.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Jill I. Gross, Joel B. Finard, A. Rene Hollyer
Hearing Site: New York, NY
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| 18-03665 | 05/20/2019 | Claimant(s): Lance Roberts
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wunderlich Securities.
Respondent Lawyers(s): James T. Ritt
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
| | |
| 17-00294 | 05/17/2019 | Claimant(s): Harold Hermelee, Ian Smith, Peter Harrison, Tad Dahlke
Claimant Lawyers(s): Joel Levin
Respondent(s): Gary Wunderlich, Lionel Conacher, Philip Zanone, Wunderlich Investment., Wunderlich Securities.
Respondent Lawyers(s): Mark Griffin
Arbitrator(s): Joseph Winter, Michael John Florio, Alan Stanley Petlak
Hearing Site: Los Angeles, CA
| | |
| 16-03521 | 02/01/2018 | Claimant(s): Ryan Wyatt
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Advisors, Wunderlich Securities.
Respondent Lawyers(s): Patricia E. Cowart, Tracy Wiswall
Arbitrator(s): Marc T. Danon, Ken Ziesenheim, John Briggs
Hearing Site: Orlando, FL
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| 16-00575 | 04/26/2017 | Claimant(s): Brian Holmes, Michelle Holmes
Claimant Lawyers(s): Joel Levin
Respondent(s): Ralph Derose, Wunderlich Securities.
Respondent Lawyers(s): Mark Griffin
Arbitrator(s): Charles Orlove, James Dale Ellis, Ronald Edward Alexander
Hearing Site: Cleveland, OH
|  | $1,044,780 |
| 16-02144 | 12/30/2016 | Claimant(s): Wunderlich Securities.
Claimant Lawyers(s): James T. Ritt
Respondent(s): Richard Minichino
Respondent Lawyers(s): Richard Vincent Minichino
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
| | |
| 13-03199 | 11/15/2016 | Claimant(s): Wunderlich Securities.
Claimant Lawyers(s): Mark D. Griffin
Respondent(s): Joseph Glodek, Richard Libretti
Respondent Lawyers(s): Kevin Barber
Arbitrator(s): Margaret Leggett Tarver
Hearing Site: Newark, NJ
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| 16-00920 | 09/19/2016 | Claimant(s): Wunderlich Securities.
Claimant Lawyers(s): James T. Ritt
Respondent(s): James Tolbert
Respondent Lawyers(s): James Allen Tolbert
Arbitrator(s): Raymond P. Buschmann
Hearing Site: Chicago, IL
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| 15-01267 | 11/23/2015 | Claimant(s): Wunderlich Securities.
Claimant Lawyers(s): Mark D. Griffin
Respondent(s): April Morris-Spicer
Respondent Lawyers(s): April C. Morris-Spicer
Arbitrator(s): Charles A. Joplin
Hearing Site: Dallas, TX
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| 14-02301 | 11/06/2015 | Claimant(s): Paula Mott
Claimant Lawyers(s): Sanford L. Dow
Respondent(s): Wunderlich Securities.
Respondent Lawyers(s): Jonathan Cromwell Hancock
Arbitrator(s): R. Lee Britton Jr., John F. Hinrichs, Julie Marie Miller
Hearing Site: Houston, TX
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