Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-01267 | 11/23/2015 | Claimant(s): Wunderlich Securities. Claimant Lawyers(s): Mark D. Griffin Respondent(s): April Morris-Spicer Respondent Lawyers(s): April C. Morris-Spicer Arbitrator(s): Charles A. Joplin Hearing Site: Dallas, TX | ||
| 13-02350 | 03/13/2014 | Claimant(s): Sterne Agee & Leach. Claimant Lawyers(s): Kelly Brennan Bolvig Respondent(s): James Schwalbe Respondent Lawyers(s): James Schwalbe Arbitrator(s): Charles A. Joplin Hearing Site: Dallas, TX | ||
| 13-01858 | 01/16/2014 | Claimant(s): Mark Prindle Claimant Lawyers(s): Mark E. Prindle Respondent(s): Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Charles A. Joplin Hearing Site: Dallas, TX |  | $0 |
| 13-01930 | 12/11/2013 | Claimant(s): Carl Cooper, Donna Cooper Claimant Lawyers(s): Donna M. Cooper Respondent(s): Monica Narvaez, Investors Capital Corp. Respondent Lawyers(s): Michael A. Nagy Arbitrator(s): Charles A. Joplin Hearing Site: Dallas, TX | | $15,437 |
| 12-04091 | 08/09/2013 | Claimant(s): Mark Dubel Claimant Lawyers(s): Michael A. Kalish Respondent(s): Dallas Blagg, Robin Ward-Blagg Respondent Lawyers(s): Jason A. Archinaco Arbitrator(s): Charles A. Joplin Hearing Site: Dallas, TX | Expungement | |
| 13-00407 | 08/09/2013 | Claimant(s): Clarence T. Rohwer 1981 Rev. Trust Claimant Lawyers(s): Sabrina A. Brown Respondent(s): Arthur John Respondent Lawyers(s): Arthur Lancelot John Arbitrator(s): Charles A. Joplin Hearing Site: Oklahoma City, OK | | $0 |
| 12-02569 | 07/26/2013 | Claimant(s): William Wilson Claimant Lawyers(s): James Schull Respondent(s): Stifel, Nicolaus & Co.., Joy Wilson, Scott Wilson Respondent Lawyers(s): Gesina (Ena) M. Seiler, Jeffrey C. Primiano Arbitrator(s): Charles A. Joplin Hearing Site: Dallas, TX | | $0 |
| 11-02964 | 04/19/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Megan A. Smith Respondent(s): Misti Pope Respondent Lawyers(s): Misti Lee Pope Arbitrator(s): Charles A. Joplin Hearing Site: Dallas, TX | ||
| 11-03886 | 03/23/2012 | Claimant(s): Robert Courtney Claimant Lawyers(s): Robert Gary Courtney Respondent(s): WFG Investments. Respondent Lawyers(s): Dagny Young Arbitrator(s): Charles A. Joplin Hearing Site: Oklahoma City, OK | | $3,675 |
| 11-01228 | 10/05/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Diane C. Fischer Respondent(s): Bruce Lanahan Respondent Lawyers(s): Bruce G. Lanahan Arbitrator(s): Charles A. Joplin Hearing Site: Dallas, TX |