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FINRA Awards for Kelly Brennan Bolvig

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0085511/10/2014Claimant(s): Nathan Bedell
Claimant Lawyers(s): M. Lee Johnsey
Respondent(s): Sterne, Agee & Leach.
Respondent Lawyers(s): Kelly Brennan Bolvig
Arbitrator(s): Paul Lilling, Daniel P. Lund, Robert G. Bannon
Hearing Site: Orlando, FL
Expungement
13-0235003/13/2014Claimant(s): Sterne Agee & Leach.
Claimant Lawyers(s): Kelly Brennan Bolvig
Respondent(s): James Schwalbe
Respondent Lawyers(s): James Schwalbe
Arbitrator(s): Charles A. Joplin
Hearing Site: Dallas, TX

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