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FINRA Awards for James Schwalbe

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0235003/13/2014Claimant(s): Sterne Agee & Leach.
Claimant Lawyers(s): Kelly Brennan Bolvig
Respondent(s): James Schwalbe
Respondent Lawyers(s): James Schwalbe
Arbitrator(s): Charles A. Joplin
Hearing Site: Dallas, TX

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