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FINRA Awards for Paul Lilling

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0085511/10/2014Claimant(s): Nathan Bedell
Claimant Lawyers(s): M. Lee Johnsey
Respondent(s): Sterne, Agee & Leach.
Respondent Lawyers(s): Kelly Brennan Bolvig
Arbitrator(s): Paul Lilling, Daniel P. Lund, Robert G. Bannon
Hearing Site: Orlando, FL
Expungement
09-0438012/02/2010Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Paul Fischetti
Respondent Lawyers(s): Allan P. Whitehead
Arbitrator(s): Paul Lilling, Gary F. Lang, Stuart S. Billington
Hearing Site: Orlando, FL
09-0304810/13/2010Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Thomas A. Volz
Respondent(s): Christopher Squires
Respondent Lawyers(s): Christopher Michael Squires
Arbitrator(s): Linda Fairchild, Paul Lilling, Chester Barry White
Hearing Site: Orlando, FL
09-0157306/15/2010Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Colleen M. Fitzgerald
Respondent(s): Paul Kotos
Respondent Lawyers(s): Curtis Carlson
Arbitrator(s): Linda Fairchild, Paul Lilling, Dennis R. Nolte
Hearing Site: Orlando, FL
07-0172603/20/2008Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Charles Monahan
Respondent Lawyers(s): Charles M. Monahan
Arbitrator(s): Linda Fairchild, Paul Lilling, Christopher Mark Aiello
Hearing Site: Orlando, FL

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