| 09-03048 | 10/13/2010 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Thomas A. Volz
Respondent(s): Christopher Squires
Respondent Lawyers(s): Christopher Michael Squires
Arbitrator(s): Linda Fairchild, Paul Lilling, Chester Barry White
Hearing Site: Orlando, FL
| | |
| 08-00944 | 01/11/2010 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Thomas A. Volz
Respondent(s): Sue Lee
Respondent Lawyers(s): Robert J. Girard
Arbitrator(s): Audrey H. Ruben, James S. Carlson, Marc S. Joseph
Hearing Site: Los Angeles, CA
| | |
| 08-00849 | 08/18/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Thomas A. Volz
Respondent(s): Michael Caprioni
Respondent Lawyers(s): Michael Caprioni
Arbitrator(s): James M. Baumann, Alan Shaw, Joseph Christopher Rosa
Hearing Site: Newark, NJ
| | |
| 07-02439 | 04/14/2009 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Thomas A. Volz
Respondent(s): Randal Spears
Respondent Lawyers(s): Randal W. Spears
Arbitrator(s): Theodore E. Davis, Eli Bensky, Gary L. Foose
Hearing Site: Houston, TX
| | |
| 07-02943 | 10/01/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Thomas A. Volz
Respondent(s): Candice Davis-Dunn
Respondent Lawyers(s): Grace Weatherly
Arbitrator(s): William E. Hartsfield, Terry Landry, Joseph G. Werner
Hearing Site: Dallas, TX
| | |
| 07-02359 | 08/08/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Thomas A. Volz
Respondent(s): Michael Cole
Respondent Lawyers(s): Michael W. Cole
Arbitrator(s): Lewis W. Slaughter, Robert H. Nelson, Gary F. Lang
Hearing Site: Orlando, FL
| | |
