| 15-03351 | 09/01/2016 | Claimant(s): Bryson Tyler Macchione
Claimant Lawyers(s): Bryson Tyler Macchione
Respondent(s): Christopher Perrott, Perrott, Mather & Gilday.
Respondent Lawyers(s): Christopher J. Perrott
Arbitrator(s): Robert H. Nelson, Daniel P. Lund, Kenrick Albert Pratt
Hearing Site: Orlando, FL
| | |
| 11-01964 | 06/16/2014 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Laura J. Starr
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Susan Jefferbaum Beck, Robert H. Nelson, Daniel P. Lund
Hearing Site: Jacksonville, FL
| | |
| 13-00857 | 03/19/2014 | Claimant(s): Robert W. Baird & Co. Incorporated
Claimant Lawyers(s): Wendy L. Schueller
Respondent(s): Dennis Michels
Respondent Lawyers(s): Philip J. Snyderburn
Arbitrator(s): David P. Slater, Robert H. Nelson, Benjamin L. Abramowitz
Hearing Site: Orlando, FL
| | |
| 11-03330 | 12/19/2012 | Claimant(s): Joseph Dougherty
Claimant Lawyers(s): Michael Hill
Respondent(s): FS2 Capital Partners
Respondent Lawyers(s): Glenn A. Weiner
Arbitrator(s): Robert H. Nelson, Diana A. Weiner, John Winslow Griesser
Hearing Site: Orlando, FL
| | |
| 10-03322 | 12/05/2012 | Claimant(s): Leonard Zisman, Susan Eichler, Estate of Sylvia Zisman, Sylvia Zisman Revocable Liv Trust No. 2, Sylvia Zisman Revocable Living Trust
Claimant Lawyers(s): Robert H. Rex
Respondent(s): LPL Financial LLC, Kathy Busch, Global Planning.
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Robert H. Nelson, Gayle B. Carlson, Joseph John Mantione
Hearing Site: Orlando, FL
|  | Expungement |
| 09-07088 | 12/27/2010 | Claimant(s): Eugene Pascarella, Mary Pascarella
Claimant Lawyers(s): Neal J. Blaher
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Ron Pekoe, Marc T. Danon, Robert H. Nelson
Hearing Site: Orlando, FL
| | $75,000 |
| 08-04216 | 02/01/2010 | Claimant(s): Bill Steinkirchner
Claimant Lawyers(s): Adam J. Gana
Respondent(s): McGinn, Smith & Co..
Respondent Lawyers(s): Thomas D. Buchanan
Arbitrator(s): Ronald W. Devoe, Robert H. Nelson, Thomas Joseph Atkinson
Hearing Site: Orlando, FL
| | $455,000 |
| 08-00706 | 10/20/2008 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Paul Piscitelli
Respondent Lawyers(s): Brian D. Buckstein
Arbitrator(s): Robert H. Nelson, Stuart S. Billington, Gregory L. Hess
Hearing Site: Orlando, FL
| | |
| 07-02359 | 08/08/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Thomas A. Volz
Respondent(s): Michael Cole
Respondent Lawyers(s): Michael W. Cole
Arbitrator(s): Lewis W. Slaughter, Robert H. Nelson, Gary F. Lang
Hearing Site: Orlando, FL
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