| 15-03334 | 12/13/2016 | Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC, Morgan Stanley Smith Barney Holdings LLC
Claimant Lawyers(s): Laura J. Starr
Respondent(s): John Halper
Respondent Lawyers(s): Samuel A. Wilson
Arbitrator(s): Robert A. Dean, Frank (Francis) Eugene Roedl, Dennis Wilton Burnette
Hearing Site: Atlanta, GA
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| 15-01256 | 05/24/2016 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Scott Strochak
Respondent Lawyers(s): W. Scott Turnbull
Arbitrator(s): Steven N. Ainbinder
Hearing Site: Boca Raton, FL
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| 15-01213 | 10/09/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Laura J. Starr
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Boca Raton, FL
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| 14-02207 | 07/15/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Laura J. Starr
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Monroe Mitchel, Michael D Felton, John H. Claudy
Hearing Site: Boca Raton, FL
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| 13-02288 | 12/22/2014 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Gaetan Gagne
Respondent Lawyers(s): Julie Elizabeth Hough
Arbitrator(s): Richard S. Zaifert
Hearing Site: Boca Raton, FL
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| 12-02913 | 11/04/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Thomas Burt
Respondent Lawyers(s): David B. Gordon
Arbitrator(s): Marie G. Peterson, Barry S. Shanbron, Sylvia D. Stiller
Hearing Site: Boca Raton, FL
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| 13-00811 | 06/18/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Thomas Leinwol
Respondent Lawyers(s): W. Scott Turnbull
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
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| 11-01964 | 06/16/2014 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Laura J. Starr
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Susan Jefferbaum Beck, Robert H. Nelson, Daniel P. Lund
Hearing Site: Jacksonville, FL
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| 13-00816 | 04/17/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes LLC
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Jay Fratello
Respondent Lawyers(s): Jesse M. Tilden
Arbitrator(s): Richard J. Fuller
Hearing Site: Orlando, FL
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| 12-02366 | 04/16/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Richard Trotta
Respondent Lawyers(s): Christine E. Goodrich
Arbitrator(s): David L. Hodgson, Ellen J. Abrams, Antonio M. Freire
Hearing Site: Boca Raton, FL
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