| 13-00899 | 04/17/2015 | Claimant(s): Vivienne Coe
Claimant Lawyers(s): Christine E. Goodrich
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Philip H. Marmurowski, Jay Lawrence Witkin, Paul E. Dahlman
Hearing Site: Las Vegas, NV
|  | Expungement |
| 13-00988 | 06/16/2014 | Claimant(s): Michael Bombardier
Claimant Lawyers(s): Christine E. Goodrich
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Courtney R. Reid
Arbitrator(s): Robert H. Watts, Nickolas F. Monteforte, Joseph Charles Kennedy
Hearing Site: Montpelier, VT
| | |
| 12-02366 | 04/16/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Richard Trotta
Respondent Lawyers(s): Christine E. Goodrich
Arbitrator(s): David L. Hodgson, Ellen J. Abrams, Antonio M. Freire
Hearing Site: Boca Raton, FL
| | |
| 12-01937 | 11/29/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Brian Matz
Respondent Lawyers(s): Christine E. Goodrich
Arbitrator(s): Mark S. Priver, Edward Banian, Richard M. Norman
Hearing Site: Los Angeles, CA
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