| 19-00944 | 08/14/2020 | Claimant(s): G. Paul Menyharth, The Menyharth Family Tust
Claimant Lawyers(s): G. Paul Menyharth
Respondent(s): Sandlapper Securities
Respondent Lawyers(s): Joseph A. Ingrisano
Arbitrator(s): Darryl J. Horowitt, Philip H. Marmurowski, John Kenneth Creighton
Hearing Site: Reno, NV
|  | $0 |
| 18-02363 | 02/13/2019 | Claimant(s): Michael Casey
Claimant Lawyers(s): Clinton Marrs
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew I. Penfield
Arbitrator(s): Anthony D. DeToro, Philip H. Marmurowski, Paul E. Dahlman
Hearing Site: Las Vegas, NV
| | |
| 14-01189 | 08/21/2015 | Claimant(s): Miriam Albert, Miriam Albert IRA, Richard and Miriam Albert Reocable Trust
Claimant Lawyers(s): David W. Miller
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig Bockman
Arbitrator(s): Philip H. Marmurowski, John G. Manley, Brian Pezzillo
Hearing Site: Las Vegas, NV
| | Expungement |
| 13-00899 | 04/17/2015 | Claimant(s): Vivienne Coe
Claimant Lawyers(s): Christine E. Goodrich
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Philip H. Marmurowski, Jay Lawrence Witkin, Paul E. Dahlman
Hearing Site: Las Vegas, NV
| | Expungement |
| 13-02836 | 11/06/2014 | Claimant(s): Mary Curattalo, Sal Curattalo
Claimant Lawyers(s): David Liebrader
Respondent(s): Royal Alliance Associates., Mark Intino
Respondent Lawyers(s): Alan L. Sachs, Jay Simpson
Arbitrator(s): Robert A. Lombardi, William R. Rafti, Philip H. Marmurowski
Hearing Site: Las Vegas, NV
| | $45,000 |
| 13-02316 | 08/27/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jared C. Fields
Respondent(s): Kyle Sutton
Respondent Lawyers(s): Kyle Arthur Sutton
Arbitrator(s): Philip H. Marmurowski
Hearing Site: Salt Lake City, UT
| | |
| 10-00822 | 03/20/2012 | Claimant(s): Robert Kaiser
Claimant Lawyers(s): Robert G. Kaiser
Respondent(s): World Group Securities.
Respondent Lawyers(s): Robert G. Brunton
Arbitrator(s): Philip H. Marmurowski
Hearing Site: Las Vegas, NV
| | |
| 11-04123 | 12/16/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Sean G. Duffy
Respondent(s): Chad Sillman, U.S. Bancorp Investments.
Respondent Lawyers(s): Akke Levin
Arbitrator(s): Thomas D. Tays, Steven K. Lum, Philip H. Marmurowski
Hearing Site: Las Vegas, NV
| | |
| 07-02708 | 03/02/2011 | Claimant(s): Carol Flier, Nicole Flier, First Savings Bank C/F Dennis Flier IRA, Dennis Flier. Defined Benefit Trust, Flier Family Trust DTD 1/21/98
Claimant Lawyers(s): Dennis Flier
Respondent(s): Financial West Group
Respondent Lawyers(s): Edward S. Zusman
Arbitrator(s): Barry A. Mainardi, Robert Rosen, Philip H. Marmurowski
Hearing Site: Las Vegas, NV
| | $0 |
| 09-02491 | 09/23/2010 | Claimant(s): Vikki Okasaki
Claimant Lawyers(s): Vikki Okasaki
Respondent(s): Citigroup Global Markets., Paul Couch
Respondent Lawyers(s): Daren A. Luma
Arbitrator(s): Philip H. Marmurowski, Stephen F. Kempa, Dee Newell
Hearing Site: Las Vegas, NV
| | $15,500 |
