| 14-03117 | 03/24/2016 | Claimant(s): Laura Wanta, Thomas Wanta
Claimant Lawyers(s): Thomas J. Wanta
Respondent(s): Wells Fargo Advisors, Mark Heinen, First Clearing
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s):
Hearing Site: Milwaukee, WI
|  | Expungement |
| 14-02900 | 10/26/2015 | Claimant(s): Howard Eugene Rude
Claimant Lawyers(s): Randall Place
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Lawrence R. Commers, Stephen C. Esposito, Douglas J. Nesbit
Hearing Site: Des Moines, IA
| | Expungement |
| 15-00949 | 09/21/2015 | Claimant(s): Edward Cavallone
Claimant Lawyers(s): Fred B. Monroe
Respondent(s): Wells Fargo Advisors, William Mode
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Lynne T. Albert
Hearing Site: Charlotte, NC
| | $600 |
| 14-00868 | 09/04/2015 | Claimant(s): Janelle Lopez Walker
Claimant Lawyers(s): David Liebrader
Respondent(s): Wells Fargo Advisors, Darwin Wisener
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Daniel J. Pagnano
Hearing Site: Houston, TX
| | Expungement |
| 13-00899 | 04/17/2015 | Claimant(s): Vivienne Coe
Claimant Lawyers(s): Christine E. Goodrich
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Philip H. Marmurowski, Jay Lawrence Witkin, Paul E. Dahlman
Hearing Site: Las Vegas, NV
| | Expungement |
| 14-02492 | 03/10/2015 | Claimant(s): Chung Chang
Claimant Lawyers(s): Chung Young Chang
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Christine A. Page, Ralph B. Perry, Aurelio A. Garcia
Hearing Site: Los Angeles, CA
| | $0 |
| 13-02193 | 11/12/2014 | Claimant(s): Randy Greene, Tanya Greene
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Charles E. Riggs, Richard D. Fincher, Bruce J. Pederson
Hearing Site: Albuquerque, NM
| | Expungement |
| 13-01323 | 10/15/2014 | Claimant(s): Mark Manoogian
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Wells Fargo Advisors, Jim Karas
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
| | Expungement |
| 11-04786 | 02/25/2013 | Claimant(s): Howard M. and Mary Ann L. Singer Trust
Claimant Lawyers(s): Joshua M. Baskin
Respondent(s): Chien Nguyen, Wells Fargo Advisors
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-00827 | 11/29/2012 | Claimant(s): Carson Graves
Claimant Lawyers(s): Carson Graves
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Bill M. Lamoreaux, Robert E. Treadaway, Mayur Harshad Amin
Hearing Site: Dallas, TX
| | |
