Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-01008 | 08/29/2016 | Claimant(s): Kathleen Sincerbeaux Claimant Lawyers(s): Kathleen J. Sincerbeaux Respondent(s): Wells Fargo Advisors Financial Network, First Clearing Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Edward W. Morris Hearing Site: Augusta, ME |  | $9,603 |
| 15-00074 | 06/16/2016 | Claimant(s): Mark Schroeder Claimant Lawyers(s): Chad C. Beaver Respondent(s): Wachovia Securities Financial Network, Wells Fargo Advisors, Jeffrey Holloway, First Clearing, Sean Harman, Timothy Tadlock, Holloway and Harman Capital Management, Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Joseph R. Soraghan, Michael D. Fitzgerald, Dennis Shrewsbury Hearing Site: Kansas City, MO | | $423,770 |
| 14-03117 | 03/24/2016 | Claimant(s): Laura Wanta, Thomas Wanta Claimant Lawyers(s): Thomas J. Wanta Respondent(s): Wells Fargo Advisors, Mark Heinen, First Clearing Respondent Lawyers(s): Vanessa M. Hoffmann Arbitrator(s): Hearing Site: Milwaukee, WI | | Expungement |