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FINRA Awards for Kathleen J. Sincerbeaux

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0100808/29/2016Claimant(s): Kathleen Sincerbeaux
Claimant Lawyers(s): Kathleen J. Sincerbeaux
Respondent(s): Wells Fargo Advisors Financial Network, First Clearing
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Edward W. Morris
Hearing Site: Augusta, ME
Checkmark Icon$9,603

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