19-00737 | 03/15/2023 | Claimant(s): Johanna Vandermark, Living Trust, Joanna Vandermark Trustee, Vandermark Credit Shelter Trust, Karen Y Claimant Lawyers(s): Fred B. Monroe Respondent(s): Hilltop Securities Inc. Respondent Lawyers(s): Jonathan Neerman Arbitrator(s): Douglas Earl McLaren, Jason Alexander Diamond, GianDomenico Sarolli Hearing Site: Charlotte, NC
| | $776,149 |
20-02627 | 05/09/2022 | Claimant(s): Gregory Swindall Claimant Lawyers(s): Fred B. Monroe Respondent(s): W&S Brokerage Services. Respondent Lawyers(s): Nicholas A. Charles Arbitrator(s): Patricia H. Latham, James Howell Garrison, Norman Lee Gunn Hearing Site: Charlotte, NC
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15-00949 | 09/21/2015 | Claimant(s): Edward Cavallone Claimant Lawyers(s): Fred B. Monroe Respondent(s): Wells Fargo Advisors, William Mode Respondent Lawyers(s): Vanessa M. Hoffmann Arbitrator(s): Lynne T. Albert Hearing Site: Charlotte, NC
| | $600 |
08-03834 | 12/10/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Bradley Stipp Respondent Lawyers(s): Fred B. Monroe Arbitrator(s): Charles Glass Smith, Barry M. Cheren, Kenneth B. Orenbach Hearing Site: Charlotte, NC
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