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FINRA Awards for W&S Brokerage Services.

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0176407/27/2023Claimant(s): Michael Ohlemacher
Claimant Lawyers(s): Heather B. Middleton
Respondent(s): W&S Brokerage Services., Western and Southern Life Ins Company
Respondent Lawyers(s): Matthew C. Blickensderfer
Arbitrator(s): Sandra Franklin, Dandridge Floyd, David Robert Murray
Hearing Site: Detroit, MI
20-0262705/09/2022Claimant(s): Gregory Swindall
Claimant Lawyers(s): Fred B. Monroe
Respondent(s): W&S Brokerage Services.
Respondent Lawyers(s): Nicholas A. Charles
Arbitrator(s): Patricia H. Latham, James Howell Garrison, Norman Lee Gunn
Hearing Site: Charlotte, NC
10-0479609/19/2011Claimant(s): Richard Wade
Claimant Lawyers(s): Charles R. Stone
Respondent(s): W&S Brokerage Services.
Respondent Lawyers(s): Daniel S. Jones
Arbitrator(s): Terry F. Peppard
Hearing Site: Milwaukee, WI
09-0377812/03/2009Claimant(s): W&S Brokerage Services.
Claimant Lawyers(s): David E. Theurich
Respondent(s): Kevin Mannor
Respondent Lawyers(s): Robert D. Mannor
Arbitrator(s): Marvin I. Horowitz
Hearing Site: Detroit, MI

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