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FINRA Awards for Marvin I. Horowitz

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0211308/30/2012Claimant(s): Kathleen Johnston, Richard Johnston
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Alicia McGovern, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Marvin I. Horowitz
Hearing Site: Detroit, MI
Checkmark IconExpungement
11-0434704/24/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Archie Capinguian
Respondent(s): Patrick Mulvihill
Respondent Lawyers(s): Patrick Mulvihill
Arbitrator(s): Marvin I. Horowitz
Hearing Site: Detroit, MI
08-0338010/28/2010Claimant(s): James Beach, Marilyn Beach
Claimant Lawyers(s): Jack J. Mazzara
Respondent(s): Mark Harper, Richard Coskey, Bentley-lawrence Securities.
Respondent Lawyers(s): Dennis J. Levasseur, Mark F. Harper, Marvin I. Horowitz
Arbitrator(s): Diane Catherine Tietmeyer, A. Robert Stevenson, Phillip I. Levin
Hearing Site: Detroit, MI
Checkmark Icon$180,000
09-0377812/03/2009Claimant(s): W&S Brokerage Services.
Claimant Lawyers(s): David E. Theurich
Respondent(s): Kevin Mannor
Respondent Lawyers(s): Robert D. Mannor
Arbitrator(s): Marvin I. Horowitz
Hearing Site: Detroit, MI

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