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FINRA Awards for Phillip I. Levin

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0161312/14/2010Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Joshua R. Pini
Respondent(s): Edward Walterhouse
Respondent Lawyers(s): Ronald M. Amato
Arbitrator(s): Howard Mark Klausmeier, Roman S. Gribbs, Phillip I. Levin
Hearing Site: Detroit, MI
08-0338010/28/2010Claimant(s): James Beach, Marilyn Beach
Claimant Lawyers(s): Jack J. Mazzara
Respondent(s): Mark Harper, Richard Coskey, Bentley-lawrence Securities.
Respondent Lawyers(s): Dennis J. Levasseur, Mark F. Harper, Marvin I. Horowitz
Arbitrator(s): Diane Catherine Tietmeyer, A. Robert Stevenson, Phillip I. Levin
Hearing Site: Detroit, MI
Checkmark Icon$180,000

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