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FINRA Awards for Roman S. Gribbs

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0018903/28/2012Claimant(s): Steven Nadeau
Claimant Lawyers(s): Christopher D. Kaye
Respondent(s): Jason Ganton, John Orlando, Emmett A Larkin Company., Melvin Peterson
Respondent Lawyers(s): David J. Feingold
Arbitrator(s): Jeffry M. Bauer, Raymond J. Sterling, Roman S. Gribbs
Hearing Site: Detroit, MI
Checkmark Icon$69,000
09-0680509/02/2011Claimant(s): Thomas Untiedt
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): John Sykes, Kirk Kubach, Mary Kennemur, Paul Chuzi, Paul Richardson, JHS Capital Advisors, Hyde Park Equity Investments, Pointe Capital.
Respondent Lawyers(s): Joseph D. Edmondson
Arbitrator(s): Stuart Sinai, Dana R. Dawe, Roman S. Gribbs
Hearing Site: Detroit, MI
Checkmark Icon$0
09-0161312/14/2010Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Joshua R. Pini
Respondent(s): Edward Walterhouse
Respondent Lawyers(s): Ronald M. Amato
Arbitrator(s): Howard Mark Klausmeier, Roman S. Gribbs, Phillip I. Levin
Hearing Site: Detroit, MI
08-0460411/06/2009Claimant(s): Charlotte Lucas, Charlotte Lucas Trust
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Mary Mada, Stuart Burchard, Broad Street Securities.
Respondent Lawyers(s): Mary Philomena Mada, Stuart G. Burchard
Arbitrator(s): William C. Kubicz, Patrick R. Sughroue, Roman S. Gribbs
Hearing Site: Detroit, MI
Checkmark Icon$427,042

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