| 20-01263 | 10/04/2021 | Claimant(s): Raymond Borota
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Emmett A Larkin Company., Pacific Cortez Securities Incorporated, Salomon Grey Financial Corporation
Respondent Lawyers(s): Gordon Hing, Kyle Rowe, Troy Flowers
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
| | |
| 12-03577 | 12/27/2013 | Claimant(s): Estate of Paul Cheng
Claimant Lawyers(s): Paul E. Kerson
Respondent(s): Keith Fasano, Emmett A Larkin Company., DPEC Capital., Investprivate.Com.
Respondent Lawyers(s): Eric S. Hutner, Gordon Hing
Arbitrator(s): Theodore Moreines, Robert E. Anderson, Joseph H. Cerame
Hearing Site: New York, NY
|  | $0 |
| 11-00189 | 03/28/2012 | Claimant(s): Steven Nadeau
Claimant Lawyers(s): Christopher D. Kaye
Respondent(s): Jason Ganton, John Orlando, Emmett A Larkin Company., Melvin Peterson
Respondent Lawyers(s): David J. Feingold
Arbitrator(s): Jeffry M. Bauer, Raymond J. Sterling, Roman S. Gribbs
Hearing Site: Detroit, MI
| | $69,000 |
| 09-04480 | 11/22/2011 | Claimant(s): Jamie Blumenthal, Nancy Blumenthal
Claimant Lawyers(s): Bryan T. Forman
Respondent(s): Brian Wahlfeld, Don Torrillo, Gordon Hing, Emmett A Larkin Company.
Respondent Lawyers(s): David J. Feingold, Joseph Keenan, Nicholas S. Cerni
Arbitrator(s): Ann Blaess Kimball, Richard C. Corse, Jeanne Crandall
Hearing Site: Dallas, TX
| | Expungement |
| 08-03462 | 03/18/2010 | Claimant(s): Nagai Rajendran
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Emmett A Larkin Company.
Respondent Lawyers(s): Jonathan Jacobson
Arbitrator(s): John J. Witkowski, Veera V. Konka, Mary Ellen Burns
Hearing Site: New York, NY
| | $388,560 |
| 08-02069 | 07/23/2009 | Claimant(s): David Anderson, Loren Riebe, Nancy Jokerst, William McLean
Claimant Lawyers(s): Kathleen F. Carpenter
Respondent(s): Emmett A Larkin Company., Michael Dawes
Respondent Lawyers(s): Howard Schiffman, Michael Andrew Dawes
Arbitrator(s): John E. Ohashi, John F. Cordova, Jeanne E. Irving
Hearing Site: Los Angeles, CA
| | $0 |
| 07-01521 | 03/09/2009 | Claimant(s): Robert Shepherd
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): Marshall Field, Emmett A Larkin Company., Southwest Securities.
Respondent Lawyers(s): Brandon S. Reif, Jonathan D. Neerman, Marshall Field
Arbitrator(s): William J. Adams, Arthur T. Berggren, Daniel R. Brush
Hearing Site: Los Angeles, CA
| | Expungement |
| 06-03425 | 09/18/2007 | Claimant(s): Nagai Rajendran
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Emmett A Larkin Company.
Respondent Lawyers(s): David J. Feingold
Arbitrator(s): Terrence H. Fraser, John E. Rothschild, Jeffrey P. Halperin
Hearing Site: New York, NY
| | $0 |
