| 21-00506 | 02/15/2022 | Claimant(s): David Anderson
Claimant Lawyers(s): David Anderson
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Roger C. Benson, James A. McIntosh, Robert Lane Arrington
Hearing Site: Nashville, TN
|  | Dismissed by Rule 12504 |
| 11-02777 | 06/28/2013 | Claimant(s): Anthony Miller, Arnold Ahonen, Barbara Jones, Barbara Smith, Beverly Griffits, Beverly Sisk, Brooke Walker, Carol Griffin, Carole Kurtz, Carolyn Smith, Cheryl Best, Christina Jaqua, David Anderson, David Bradshaw, David Kurtz, Dee Cook, Denise Marolda, Donald Cochran, Donald Thomas, Donna Devereux-Sherratt, et al
Claimant Lawyers(s): Allen Kent, Anthony H. Miller, Arnold J. Ahonen, Ashley Hall, Babe Warren, Barbara J. Smith, Barbara Jones, Beverly Griffitts, Beverly Sisk, Brent Driskell, Brooke Walker, Carol Griffin, Carole Kurtz, Carolyn Smith, Charles G. Wood, Cheryl Best, Christina Jaqua, David H. Zuber, David Anderson, David Bradshaw, et al
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Paul E. Flora, Elwin Lawrence Saviet, Robert Kevin O'Mara
Hearing Site: Tampa, FL
| | Expungement |
| 12-03585 | 05/07/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s): David Anderson
Respondent Lawyers(s): David Steven Anderson
Arbitrator(s): Leo G. Stern
Hearing Site: Minneapolis, MN
| | |
| 08-02069 | 07/23/2009 | Claimant(s): David Anderson, Loren Riebe, Nancy Jokerst, William McLean
Claimant Lawyers(s): Kathleen F. Carpenter
Respondent(s): Emmett A Larkin Company., Michael Dawes
Respondent Lawyers(s): Howard Schiffman, Michael Andrew Dawes
Arbitrator(s): John E. Ohashi, John F. Cordova, Jeanne E. Irving
Hearing Site: Los Angeles, CA
| | $0 |
