| 21-00506 | 02/15/2022 | Claimant(s): David Anderson
Claimant Lawyers(s): David Anderson
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Roger C. Benson, James A. McIntosh, Robert Lane Arrington
Hearing Site: Nashville, TN
|  | Dismissed by Rule 12504 |
| 17-02326 | 06/29/2018 | Claimant(s): Brian Rix
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Centennial Securities Company.
Respondent Lawyers(s): Melvin G. Moseley
Arbitrator(s): Sarah J. Nordlund, Robert Lane Arrington, Patrick K. Gregorius
Hearing Site: Nashville, TN
| | Expungement |
| 15-03018 | 09/06/2017 | Claimant(s): Bernard Chang, Erich Groos, Ira Shivitz, Jane Groos, Kelly Harwood, Melissa Goodman-Chang, Cornea Consultants of Nashville, PLLC Ca, PLLC Pr, Kelly Harwood Irrevocable Trust
Claimant Lawyers(s): Thomas E. Chase
Respondent(s): LPL Financial LLC, Kenneth Ford, Private Advisory Group.
Respondent Lawyers(s): Amy Worrell Sterling, Michael A Brady
Arbitrator(s): John G. Manley, Richard K. Smith, Robert Lane Arrington
Hearing Site: Nashville, TN
| | $600 |
| 15-00645 | 08/03/2016 | Claimant(s): Justin Goodbread
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Hugh J. Moore, Dennis Hoyle Owen, Robert Lane Arrington
Hearing Site: Nashville, TN
| | |
