| 15-00645 | 08/03/2016 | Claimant(s): Justin Goodbread
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Hugh J. Moore, Dennis Hoyle Owen, Robert Lane Arrington
Hearing Site: Nashville, TN
| | |
| 14-00846 | 05/26/2015 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Jonathan Sokolowski
Respondent(s): James Clay
Respondent Lawyers(s): James Randall Clay
Arbitrator(s): Hugh J. Moore, David T. Maddux, Arthur L. Tepper
Hearing Site: Nashville, TN
| | |
| 13-02747 | 01/03/2014 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Russell Beck
Respondent(s): Melissa Clemens
Respondent Lawyers(s): Thomas K. Potter
Arbitrator(s): Hugh J. Moore, John C. Burch, Kenneth M. Jackson
Hearing Site: Nashville, TN
| | |
| 11-03721 | 07/31/2012 | Claimant(s): Corery Price
Claimant Lawyers(s): Corery L. Price
Respondent(s): ING Direct Investing.
Respondent Lawyers(s): C. Dean Little
Arbitrator(s): Bill Swinford, Hugh J. Moore, Mary Neil Price
Hearing Site: Nashville, TN
|  | $0 |
| 10-03797 | 11/14/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael T. Roche
Respondent(s): Benjamin Gentry
Respondent Lawyers(s): Benjamin Alvis Gentry
Arbitrator(s): Hugh J. Moore
Hearing Site: Nashville, TN
| | |
| 10-00145 | 03/09/2011 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Homer Vining
Respondent Lawyers(s): Homer Vining
Arbitrator(s): Hugh J. Moore
Hearing Site: Atlanta, GA
| | |
| 10-00553 | 12/03/2010 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Harrison Blackwell
Respondent Lawyers(s): Harrison Blackwell
Arbitrator(s): Hugh J. Moore
Hearing Site: Columbia, SC
| | |
| 08-01314 | 04/01/2010 | Claimant(s): Lida Bryan, Estate of William Coleman Bryan,Deceased
Claimant Lawyers(s): John A. Lucas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Larry E. Mobley
Arbitrator(s): Fred W. Beesley, Hugh J. Moore, W. Bruce Franklin
Hearing Site: Nashville, TN
| | $0 |
| 07-03505 | 11/24/2008 | Claimant(s): Russell Clark, Pauline Clark Revocable Trust
Claimant Lawyers(s): James H. Penick
Respondent(s): John Fortenberry, Morgan Keegan & Company.
Respondent Lawyers(s): John Starnes
Arbitrator(s): Chet Roberts, David B. Coates, Hugh J. Moore
Hearing Site: Little Rock, AR
| | $0 |
| 07-02917 | 10/30/2008 | Claimant(s): Gertrude McLean
Claimant Lawyers(s): Robert G. McLean
Respondent(s): Matthew Clark, Morgan Keegan & Company., Timothy Dumas
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Hugh J. Moore
Hearing Site: Little Rock, AR
| | $500 |
