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FINRA Awards for Jonathan Sokolowski

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0356902/16/2016Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Jonathan Sokolowski
Respondent(s): Scott Rahn
Respondent Lawyers(s): Stephen E. Csajaghy
Arbitrator(s): Robert M. Stein, Kevin I. Patrick, Al Van Kampen
Hearing Site: Seattle, WA
14-0084605/26/2015Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Jonathan Sokolowski
Respondent(s): James Clay
Respondent Lawyers(s): James Randall Clay
Arbitrator(s): Hugh J. Moore, David T. Maddux, Arthur L. Tepper
Hearing Site: Nashville, TN
13-0366107/02/2014Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Jonathan Sokolowski
Respondent(s): Kenneth Koger
Respondent Lawyers(s): Kenneth Ray Koger
Arbitrator(s): Jeffrey W. Finke
Hearing Site: Chicago, IL
13-0366005/15/2014Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Jonathan Sokolowski
Respondent(s): Patrick Sullivan
Respondent Lawyers(s): Patrick Joseph Sullivan
Arbitrator(s): Thomas C. Wagner
Hearing Site: Cincinnati, OH

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