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FINRA Awards for Patrick Sullivan

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0366005/15/2014Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Jonathan Sokolowski
Respondent(s): Patrick Sullivan
Respondent Lawyers(s): Patrick Joseph Sullivan
Arbitrator(s): Thomas C. Wagner
Hearing Site: Cincinnati, OH

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