| 15-01434 | 11/29/2016 | Claimant(s): Galo Guevara
Claimant Lawyers(s): Gallo Jose Guevara
Respondent(s): National Financial Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Terrance J. Nolan, Jerry M. Greenspan, Alan Robert Sacks
Hearing Site: New York, NY
| | |
| 14-03624 | 06/09/2016 | Claimant(s): Deborah Zwizanski, Jon Soler
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Ronald P. Wertheim, Paul J. Leis, Edward Vincent Zenzola
Hearing Site: Philadelphia, PA
|  | $0 |
| 14-00256 | 05/27/2016 | Claimant(s): Petar Arizanov
Claimant Lawyers(s): Sherry M. Shore
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Mitchell S. Friedman, Cynthia A. DiMarco, Patricia A Hussey
Hearing Site: New York, NY
| | |
| 14-03548 | 03/11/2016 | Claimant(s): Moritz Mews
Claimant Lawyers(s): Brian Horwitz
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Thomas F. Shine
Hearing Site: Jacksonville, FL
| | |
| 15-00171 | 02/23/2016 | Claimant(s): Rose Arem
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | $23,174 |
| 15-00053 | 01/14/2016 | Claimant(s): Ronald Farhi
Claimant Lawyers(s): Ronald Farhi
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Gregory P. Szuter
Hearing Site: Cleveland, OH
| | $0 |
| 14-03595 | 11/11/2015 | Claimant(s): Brian Schmidt
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Fidelity Brokerage Services LLC, Strategic Advisers.
Respondent Lawyers(s): John Starnes
Arbitrator(s): Lawrence R. Maxwell
Hearing Site: Dallas, TX
| | |
| 14-02228 | 06/24/2015 | Claimant(s): Rocco Donofrio's IRA, Rocco Donofrio and Nanette Donofrio
Claimant Lawyers(s): Rocco Donofrio
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
| | $225 |
| 13-01544 | 01/29/2015 | Claimant(s): Mary Steinlauf
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Fidelity Brokerage Services LLC, S. Scott Lain, Wendy Liebowitz
Respondent Lawyers(s): John Starnes
Arbitrator(s): Edwin D. Sherman, Mark R. Topper, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | $0 |
| 13-03482 | 09/18/2014 | Claimant(s): Gerald Kreimeyer, Gerald K. Kreimeyer, IRA
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Mark R. Topper, Thomas Joseph Atkinson, Anthony Richard Sanchez
Hearing Site: Orlando, FL
| | Expungement |
