| 20-00652 | 02/28/2022 | Claimant(s): James W. Miller, Jr.
Claimant Lawyers(s): Stephen O'Donnell
Respondent(s): Fidelity Brokerage Services LLC, National Financial Services LLC, Nicholas King, Paolo Rocca, Strategic Advisers.
Respondent Lawyers(s): Dochtor Kennedy, Kathryn B. Rockwood
Arbitrator(s): Theodore W. Wrobleski, Philip C. Stahl, James William Hoag
Hearing Site: Chicago, IL
|  | Expungement |
| 14-03595 | 11/11/2015 | Claimant(s): Brian Schmidt
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Fidelity Brokerage Services LLC, Strategic Advisers.
Respondent Lawyers(s): John Starnes
Arbitrator(s): Lawrence R. Maxwell
Hearing Site: Dallas, TX
| | |
| 13-01933 | 04/10/2014 | Claimant(s): Michael Celso
Claimant Lawyers(s): Brian Horwitz
Respondent(s): Fidelity Brokerage Services LLC, Strategic Advisers.
Respondent Lawyers(s): Stacey N. Schmidt
Arbitrator(s): Stuart K. Furman, Robert Finder, Alexander Joseph Sikora
Hearing Site: Orlando, FL
| | |
| 12-01906 | 03/12/2014 | Claimant(s): Deborah Selland, James Selland
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): Jason Troth, Kyle Spahn, Fidelity Brokerage Services LLC, Strategic Advisers.
Respondent Lawyers(s): John Starnes
Arbitrator(s): Robert S. McConnell, David F. Sargent, David S. Eisenberg
Hearing Site: Phoenix, AZ
| | Expungement |
