| 17-00546 | 05/25/2023 | Claimant(s): Gerard Costello, Matthew Buchsbaum, Scott Rosenberg, Sonia Attkiss
Claimant Lawyers(s): Robert Miller
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Stephen M. Kramarsky
Arbitrator(s): Sam Antar, Alan Robert Sacks, Jason Lowe
Hearing Site: New York, NY
| | |
| 17-02804 | 06/01/2022 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): George Tapikenis, Michael Schiavello, Michael Spinosa, Vasilios Takos
Respondent Lawyers(s): Brian J. Neville, Martin P. Unger
Arbitrator(s): Karimu F. Hill-Harvey, Alan Robert Sacks, John McDonald Delehanty
Hearing Site: New York, NY
| | |
| 20-02079 | 04/27/2021 | Claimant(s): Mikedmat Dena Inc.
Claimant Lawyers(s): John Dellaportas
Respondent(s): Morgan Stanley, Jacob Shapira
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Howard L. Sobel, Lori H. Carena, Alan Robert Sacks
Hearing Site: New York, NY
|  | $782,279 |
| 17-02062 | 02/11/2019 | Claimant(s): ING Capital Markets LLC
Claimant Lawyers(s): Joel S. Forman
Respondent(s): Terence Dolan, Benjamin & Jerold Brokerage I
Respondent Lawyers(s): Robert G. Heim
Arbitrator(s): Annamaria Boccia Smith, Stephanie Levinson Lee, Alan Robert Sacks
Hearing Site: New York, NY
| | $957,599 |
| 15-01434 | 11/29/2016 | Claimant(s): Galo Guevara
Claimant Lawyers(s): Gallo Jose Guevara
Respondent(s): National Financial Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Terrance J. Nolan, Jerry M. Greenspan, Alan Robert Sacks
Hearing Site: New York, NY
| | |
| 14-03666 | 08/27/2015 | Claimant(s): Arthur Storniola
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): M.D. Sass Securities, L.L.C.
Respondent Lawyers(s): Barry S. Pollack
Arbitrator(s): Martin A. Edelstein, Sam Antar, Alan Robert Sacks
Hearing Site: New York, NY
| | Dismissed by Rule 12206 |
