| 19-01519 | 04/13/2020 | Claimant(s): James Vernon-Hunt
Claimant Lawyers(s): James David Vernon-Hunt
Respondent(s): Carlos Guzman
Respondent Lawyers(s): Carlos Guzman
Arbitrator(s): Michael J McAllister, Martin A. Edelstein, Jonathan Blank
Hearing Site: New York, NY
|  | $0 |
| 17-00001 | 01/07/2020 | Claimant(s): Gigi Jordan
Claimant Lawyers(s): Daniel Kornstein
Respondent(s): Rose Cohen, J.P. Morgan Securities Inc
Respondent Lawyers(s): Eugene Small
Arbitrator(s): Howard L. Sobel, Martin A. Edelstein, Jill I. Gross
Hearing Site: New York, NY
| | Lack Jurisdiction (Rule 12200/12201) |
| 18-02730 | 11/15/2019 | Claimant(s): Rahul Mahajan
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Cameron Smith
Arbitrator(s): Howard J. Stiefel, Martin A. Edelstein, Eila Matt
Hearing Site: New York, NY
| | |
| 17-03465 | 09/06/2019 | Claimant(s): Norma Negrete
Claimant Lawyers(s): Imran H. Ansari
Respondent(s): Giovanni Narvaez, J.P. Morgan Securities, Mikal Haddad
Respondent Lawyers(s): Shipra K. Rege
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
| | $0 |
| 17-01439 | 08/27/2019 | Claimant(s): Robert Ryder
Claimant Lawyers(s): Craig R. Weis
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
| | |
| 19-00152 | 08/26/2019 | Claimant(s): David Keator
Claimant Lawyers(s): Peter F Flynn
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Martin A. Edelstein
Hearing Site: Albany, NY
| | |
| 18-02864 | 07/18/2019 | Claimant(s): Michael Merida
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Matthew Eckstein
Respondent Lawyers(s): Matthew Evan Eckstein
Arbitrator(s): Ted M. Rosen, Anthony Michael Sabino, Martin A. Edelstein
Hearing Site: New York, NY
| | $200,000 |
| 18-02298 | 05/31/2019 | Claimant(s): James Raia
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): GunnAllen Financial, J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Jeremy Carr, Soneet R. Kapila
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
| | |
| 18-00824 | 10/26/2018 | Claimant(s): Christopher Moran
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Du Pasquier & Co..
Respondent Lawyers(s): Christopher J. Moran
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
| | |
| 17-01478 | 10/03/2018 | Claimant(s): Rose Leviton
Claimant Lawyers(s): Christopher J. Major
Respondent(s): David Cohen, Stifel, Nicolaus & Co.., Janney Montgomery Scott LLC
Respondent Lawyers(s): Edwin A. Zipf, Theodore R. Snyder
Arbitrator(s): Anna M. Fanelli, Martin A. Edelstein, Linda J. Baer
Hearing Site: New York, NY
| | $0 |
