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FINRA Awards for Soneet R. Kapila

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0229805/31/2019Claimant(s): James Raia
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): GunnAllen Financial, J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Jeremy Carr, Soneet R. Kapila
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
18-0202901/25/2019Claimant(s): Matthew Turner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): GunnAllen Financial
Respondent Lawyers(s): Soneet R. Kapila
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL

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