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FINRA Awards for Shipra K. Rege

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0336403/21/2022Claimant(s): Vanessa Jones
Claimant Lawyers(s): Vanessa Jones
Respondent(s): J.P. Morgan Securities, Maurice Lounds, Paul Fiacable
Respondent Lawyers(s): Daniel Rucker, Shipra K. Rege
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
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21-0183612/23/2021Claimant(s): Emily Chang
Claimant Lawyers(s): Michelle Atlas
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Shipra K. Rege
Arbitrator(s): Jonathan Polland
Hearing Site: San Francisco, CA
17-0346509/06/2019Claimant(s): Norma Negrete
Claimant Lawyers(s): Imran H. Ansari
Respondent(s): Giovanni Narvaez, J.P. Morgan Securities, Mikal Haddad
Respondent Lawyers(s): Shipra K. Rege
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
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