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FINRA Awards for Jonathan Polland

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0266006/04/2024Claimant(s): Gabrielle Turner, Robert Turner
Claimant Lawyers(s): Gabrielle Turner
Respondent(s): Aspiration Financial LLC
Respondent Lawyers(s): Andrew Melnick
Arbitrator(s): Jonathan Polland
Hearing Site: San Francisco, CA
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22-0084402/15/2023Claimant(s): Philip Wohl
Claimant Lawyers(s): Phil Wohl
Respondent(s): Ron Lissak, Catapult Advisors LLC
Respondent Lawyers(s): Ron Matthew Lissak
Arbitrator(s): Kevin C. Coleman, Wrally John Dutkiewicz, Jonathan Polland
Hearing Site: San Francisco, CA
22-0072908/10/2022Claimant(s): Fangfang Pei
Claimant Lawyers(s): Fangfang Pei
Respondent(s): Peter Po, Ni Advisors
Respondent Lawyers(s): Peter T. Po, Suihock Goy
Arbitrator(s): Jonathan Polland
Hearing Site: San Francisco, CA
Checkmark Icon$0
21-0183612/23/2021Claimant(s): Emily Chang
Claimant Lawyers(s): Michelle Atlas
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Shipra K. Rege
Arbitrator(s): Jonathan Polland
Hearing Site: San Francisco, CA
19-0198911/24/2020Claimant(s): Bradley Gardner
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Daniel Catone, Redwood Investment Group.
Respondent Lawyers(s): Cary S. Lapidus
Arbitrator(s): Dean J. Dietrich, Scott Robert Shewan, Jonathan Polland
Hearing Site: San Francisco, CA
17-0167408/22/2019Claimant(s): Richard Wagenfeld
Claimant Lawyers(s): Val D. Hornstein
Respondent(s): J.P. Morgan Securities, Securities America., Michael Long
Respondent Lawyers(s): Chad Weaver, Michael J. Charlillo
Arbitrator(s): Paul J. Dubow, Dean J. Dietrich, Jonathan Polland
Hearing Site: San Francisco, CA
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