17-01674 | 08/22/2019 | Claimant(s): Richard Wagenfeld Claimant Lawyers(s): Val D. Hornstein Respondent(s): J.P. Morgan Securities, Securities America., Michael Long Respondent Lawyers(s): Chad Weaver, Michael J. Charlillo Arbitrator(s): Paul J. Dubow, Dean J. Dietrich, Jonathan Polland Hearing Site: San Francisco, CA
| | $0 |
16-02246 | 04/24/2018 | Claimant(s): Jacob Coronado Claimant Lawyers(s): Henry D. Nunez Respondent(s): Wells Fargo Advisors, Wells Fargo Investments, Mark Nance, Michael Muller, Wells Fargo Bank National Association Respondent Lawyers(s): Michael Joseph Gomez Arbitrator(s): Paul J. Dubow, Peter H. Daly, Mary Margaret Bush Hearing Site: San Francisco, CA
| | $181,931 |
16-00196 | 08/26/2016 | Claimant(s): Christopher Peters, E*Trade Securities LLC Claimant Lawyers(s): Meredith F. Hoffman Respondent(s): Mohammad Yazdi Respondent Lawyers(s): Mohammad Yazdi Arbitrator(s): Paul J. Dubow, Dean J. Dietrich, Kenneth Paul Strongman Hearing Site: San Francisco, CA
| | Expungement |
13-01502 | 10/10/2014 | Claimant(s): Claimant Lawyers(s): Respondent(s): Bradley Gardner, Daniel Catone, Michael Gibson Respondent Lawyers(s): Alan M. Steinberg, Cary S. Lapidus Arbitrator(s): Paul J. Dubow, Thomas D. Reese, Arocles Aguilar Hearing Site: San Francisco, CA
| | |
10-04881 | 02/19/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): L. Eric Dowell Respondent(s): Sherry Hooper, The Wayne D. and Gail M. Allison Living Respondent Lawyers(s): Sherry Hooper, Wayne Allison Arbitrator(s): Paul J. Dubow, Frank R Weaver, Walter J. Huntley Hearing Site: Reno, NV
| | $0 |
08-04499 | 08/02/2010 | Claimant(s): Ame Wauters, Camilla Rogers, Suzanne Rogers Special Needs Trust Claimant Lawyers(s): Val D. Hornstein Respondent(s): Arthur Quintero, Patrick Nelson, Peilee Liu, Robert Angle, White Pacific Securities. Respondent Lawyers(s): Kevin L. Wheeler Arbitrator(s): Paul J. Dubow, Mary Margaret Bush, Fred D. Butler Hearing Site: San Francisco, CA
| | $1,092,510 |
07-01972 | 04/17/2009 | Claimant(s): Timothy Sullivan Claimant Lawyers(s): Anne Marie Murphy Respondent(s): Advanced Equities. Respondent Lawyers(s): Kelly J. Moynihan Arbitrator(s): Paul J. Dubow, Carl B. Noelke, Thomas C. McNally Hearing Site: San Francisco, CA
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