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FINRA Awards for Kevin L. Wheeler

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0646311/11/2011Claimant(s): Charles Young, Charles J. Young DDS Inc. PSP
Claimant Lawyers(s): Michael Blumenfeld, Robert Girard
Respondent(s): Gordon Carlson
Respondent Lawyers(s): Kevin L. Wheeler
Arbitrator(s): James A. Sigler, Henry Marris Wollman, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
08-0449908/02/2010Claimant(s): Ame Wauters, Camilla Rogers, Suzanne Rogers Special Needs Trust
Claimant Lawyers(s): Val D. Hornstein
Respondent(s): Arthur Quintero, Patrick Nelson, Peilee Liu, Robert Angle, White Pacific Securities.
Respondent Lawyers(s): Kevin L. Wheeler
Arbitrator(s): Paul J. Dubow, Mary Margaret Bush, Fred D. Butler
Hearing Site: San Francisco, CA
Checkmark Icon$1,092,510

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