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FINRA Awards for White Pacific Securities.

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Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0338106/02/2015Claimant(s): Daniel Gulak
Claimant Lawyers(s): Val D. Hornstein
Respondent(s): Patrick Nelson, Robert Angle, White Pacific Securities.
Respondent Lawyers(s): Christopher Mader, Elizabeth Lowery
Arbitrator(s): Richard D. DeVita, Linda J. Baer, Robert T. Costello
Hearing Site: Newark, NJ
Checkmark Icon$250,000
11-0466212/19/2012Claimant(s): Baolin Gao
Claimant Lawyers(s): Danning Jiang
Respondent(s): Simon Lin, White Pacific Securities.
Respondent Lawyers(s): Robert Angle, Simon Siao Roun Lin
Arbitrator(s): William Michael Samsel
Hearing Site: San Francisco, CA
Checkmark Icon$17,690
11-0107310/05/2012Claimant(s): John Mattinen, Lucy Mattinen
Claimant Lawyers(s): Steven J. Rotunno
Respondent(s): Krittibas Ray, White Pacific Securities.
Respondent Lawyers(s): Krittibas Ray, Patrick Baldwin
Arbitrator(s): Ray J. Grzebielski, Renan I. Sugarman, Leonard Arthur Nelson
Hearing Site: Chicago, IL
Checkmark Icon$200,000
11-0120408/30/2012Claimant(s): Robert Angle, White Pacific Securities.
Claimant Lawyers(s): Michael C. Miller
Respondent(s): Patrick Nelson
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Philip W. Burge, Chester L. Firestein, Robert B. Hansohn
Hearing Site: Los Angeles, CA
11-0117712/29/2011Claimant(s): White Pacific Securities.
Claimant Lawyers(s): Christopher Mader
Respondent(s): Wing Lim
Respondent Lawyers(s): Wing Kin Lim
Arbitrator(s): Denzil J. Klippel
Hearing Site: New York, NY
08-0449908/02/2010Claimant(s): Ame Wauters, Camilla Rogers, Suzanne Rogers Special Needs Trust
Claimant Lawyers(s): Val D. Hornstein
Respondent(s): Arthur Quintero, Patrick Nelson, Peilee Liu, Robert Angle, White Pacific Securities.
Respondent Lawyers(s): Kevin L. Wheeler
Arbitrator(s): Paul J. Dubow, Mary Margaret Bush, Fred D. Butler
Hearing Site: San Francisco, CA
Checkmark Icon$1,092,510
09-0072204/23/2010Claimant(s): White Pacific Securities.
Claimant Lawyers(s): Christopher Mader
Respondent(s): Spartan Securities Group, LTD
Respondent Lawyers(s): Elizabeth Campbell
Arbitrator(s): Nicholas J. Caputo, Mary Curran, Peter Anthony Sigal
Hearing Site: San Francisco, CA
07-0185006/10/2008Claimant(s): Nicola Dellaquila
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): White Pacific Securities.
Respondent Lawyers(s): Robert T. Sullwold
Arbitrator(s): John Cleaveland Palmer, Joel P. Mellis, Wayne P. Greene
Hearing Site: New York, NY
Checkmark Icon$129,600
05-0093711/27/2007Claimant(s): Li Li
Claimant Lawyers(s): Li Li
Respondent(s): Alex Shaw, White Pacific Securities.
Respondent Lawyers(s): Robert T. Sullwold
Arbitrator(s): Robin Lynn Berry, Alan P. Fraser, Dennis Markham Smith
Hearing Site: San Francisco, CA
Checkmark Icon$0

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