11-03847 | 12/03/2012 | Claimant(s): Casey Securities Claimant Lawyers(s): Michael P. Guta Respondent(s): Gloria Casey, Richard Casey, Casey Family Trust, 1996 Respondent Lawyers(s): Alvin L. Fishman Arbitrator(s): Mary Curran, William J. Petzel, Ronald Chun Hearing Site: San Francisco, CA
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11-01483 | 07/20/2012 | Claimant(s): Kurt Pham Claimant Lawyers(s): Kurt Huy Pham Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Mary Curran, Lester Friedman, Arocles Aguilar Hearing Site: San Francisco, CA
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10-05677 | 11/28/2011 | Claimant(s): Cynthia Stirling, Cynthia L. Stirling IRA Rollover, Cynthia L. Stirling SEP IRA, Cynthia L. Stirling Living Trust, Cynthi Claimant Lawyers(s): James R. Walsh Respondent(s): Wells Fargo Advisors, James Dowley Respondent Lawyers(s): Philip A. McLeod Arbitrator(s): Helen Marinak Blohm, Mary Curran, Ferdinand Schoch Hearing Site: San Francisco, CA
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09-00549 | 11/09/2011 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Timothy N. Will Respondent(s): Kurt Halverstadt, Sean Lehmann Respondent Lawyers(s): Kurt Halverstadt, Sean Lehmann Arbitrator(s): Mary Curran, Carlos Richard Mangum, Jane F. Gundermann Hearing Site: San Francisco, CA
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10-02474 | 03/01/2011 | Claimant(s): Raifman Family Rev Intel Trust Claimant Lawyers(s): Brian G. Isaacson Respondent(s): Wachovia Securities, George Gordon Respondent Lawyers(s): David A. Picon, Ronald E. Wood Arbitrator(s): Mary Curran, Frank R Weaver, Nancy Hutt Hearing Site: San Francisco, CA
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09-04146 | 05/19/2010 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Gregory B. Simon Respondent(s): Gordon Lewis Respondent Lawyers(s): Gordon Patrick Lewis Arbitrator(s): Mary Curran, Alvin L. Fishman, E. Duane Stephens Hearing Site: San Francisco, CA
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09-00722 | 04/23/2010 | Claimant(s): White Pacific Securities. Claimant Lawyers(s): Christopher Mader Respondent(s): Spartan Securities Group, LTD Respondent Lawyers(s): Elizabeth Campbell Arbitrator(s): Nicholas J. Caputo, Mary Curran, Peter Anthony Sigal Hearing Site: San Francisco, CA
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07-03609 | 02/13/2009 | Claimant(s): Thomas Bowen Claimant Lawyers(s): Kenneth J. McKenna Respondent(s): Edward Jones Respondent Lawyers(s): Edwin A. Barkel Arbitrator(s): Mary Curran, Harry B. Endsley, Thomas D. Reese Hearing Site: Reno, NV
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08-02191 | 01/27/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Jennifer Johnston Respondent Lawyers(s): Jennifer S. Johnston Arbitrator(s): Mary Curran Hearing Site: Seattle, WA
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07-01383 | 09/08/2008 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Gregory B. Simon Respondent(s): Krittibas Ray Respondent Lawyers(s): Alvin L. Fishman Arbitrator(s): Mary Curran, Robert G. Miller, Jerold R. Babin Hearing Site: San Francisco, CA
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