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FINRA Awards for Michael P. Guta

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0024803/02/2016Claimant(s): Meridian Equity Partners.
Claimant Lawyers(s): George Brunelle
Respondent(s): Joseph Niles, Casey Professional Services, Casey Securities
Respondent Lawyers(s): Michael P. Guta
Arbitrator(s): Stanley F. Meyerson, Madelyn A. Levy, Ernesto V. Luzzatto
Hearing Site: New York, NY
11-0384712/03/2012Claimant(s): Casey Securities
Claimant Lawyers(s): Michael P. Guta
Respondent(s): Gloria Casey, Richard Casey, Casey Family Trust, 1996
Respondent Lawyers(s): Alvin L. Fishman
Arbitrator(s): Mary Curran, William J. Petzel, Ronald Chun
Hearing Site: San Francisco, CA

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