Potomac Analytics' Logo

FINRA Awards for William J. Petzel

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 10 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0260405/09/2018Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Mauricio Beugelmans
Respondent(s): Rachael Konz
Respondent Lawyers(s): Rachael Leigh Konz
Arbitrator(s): William J. Petzel, Bradley C. Mitchell, Paul Mabry
Hearing Site: San Francisco, CA
16-0002704/26/2017Claimant(s): Richard Trust
Claimant Lawyers(s): Stan Schuldiner
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): John J. Flynn, Thomas D. Reese, William J. Petzel
Hearing Site: San Francisco, CA
Checkmark Icon$27,642
15-0226703/21/2017Claimant(s): Barbara Morris, Barbara L. Morris Revocable Trust, Charles F. Morris, Jr. Irrevocable Trust
Claimant Lawyers(s): Douglas W. Oldfield
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Ben Suter
Arbitrator(s): John P. Wilson, Jonathan H. Krotinger, William J. Petzel
Hearing Site: San Francisco, CA
Checkmark Icon$500,375
14-0114611/26/2014Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael Taaffe
Respondent(s): James Triguero
Respondent Lawyers(s): James Kevin Triguero
Arbitrator(s): William J. Petzel
Hearing Site: San Francisco, CA
12-0395606/23/2014Claimant(s): Gloria Vignolo, Raymond L. Vignolo & Gloria J. Vignolo T
Claimant Lawyers(s): Gloria Vignolo
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Melissa M. Muehlfeld
Arbitrator(s): Amy Seltzer, William J. Petzel, Christopher J. Hadsell
Hearing Site: San Francisco, CA
Checkmark Icon$0
10-0419104/24/2013Claimant(s): Herbert Huber, Kathryn Huber
Claimant Lawyers(s): Garry W. O'Donnell, Rose M. Schindler
Respondent(s): Marvin Remmich
Respondent Lawyers(s): Andrew Harris
Arbitrator(s): Paul D. Gutierrez, Jonathan H. Krotinger, William J. Petzel
Hearing Site: San Francisco, CA
Checkmark Icon$0
11-0384712/03/2012Claimant(s): Casey Securities
Claimant Lawyers(s): Michael P. Guta
Respondent(s): Gloria Casey, Richard Casey, Casey Family Trust, 1996
Respondent Lawyers(s): Alvin L. Fishman
Arbitrator(s): Mary Curran, William J. Petzel, Ronald Chun
Hearing Site: San Francisco, CA
10-0570111/14/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): James Cave
Respondent Lawyers(s): Montgomery G. Griffin
Arbitrator(s): Judith M. Rosenberg, Nancy Hutt, William J. Petzel
Hearing Site: San Francisco, CA
10-0235612/29/2010Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Daniel Catone
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): William J. Petzel
Hearing Site: San Francisco, CA
09-0689205/24/2010Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Derek C Anderson
Respondent(s): Robert Mayfield
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): William J. Petzel
Hearing Site: San Francisco, CA

12 Results

Display: