Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
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19-03738 | 08/30/2021 | Claimant(s): Evan K. Halperin Revocable Living Trust Claimant Lawyers(s): Barry A. Furman Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Mauricio Beugelmans Arbitrator(s): William G. Binckes, Annamaria Boccia Smith, Hashim Ghadiali Hearing Site: New York, NY | $0 | |
16-02604 | 05/09/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Mauricio Beugelmans Respondent(s): Rachael Konz Respondent Lawyers(s): Rachael Leigh Konz Arbitrator(s): William J. Petzel, Bradley C. Mitchell, Paul Mabry Hearing Site: San Francisco, CA | ||
12-02414 | 12/02/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Daren A. Luma, Mauricio Beugelmans Respondent(s): Matthew Celenza Respondent Lawyers(s): Jeffrey K. Riffer Arbitrator(s): George L. Tindall, Ronald F. Rybandt, Gregory Douglas Stone Hearing Site: Los Angeles, CA |