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FINRA Awards for Mauricio Beugelmans

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0373808/30/2021Claimant(s): Evan K. Halperin Revocable Living Trust
Claimant Lawyers(s): Barry A. Furman
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Mauricio Beugelmans
Arbitrator(s): William G. Binckes, Annamaria Boccia Smith, Hashim Ghadiali
Hearing Site: New York, NY
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16-0260405/09/2018Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Mauricio Beugelmans
Respondent(s): Rachael Konz
Respondent Lawyers(s): Rachael Leigh Konz
Arbitrator(s): William J. Petzel, Bradley C. Mitchell, Paul Mabry
Hearing Site: San Francisco, CA
12-0241412/02/2015Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Daren A. Luma, Mauricio Beugelmans
Respondent(s): Matthew Celenza
Respondent Lawyers(s): Jeffrey K. Riffer
Arbitrator(s): George L. Tindall, Ronald F. Rybandt, Gregory Douglas Stone
Hearing Site: Los Angeles, CA

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