| 15-00887 | 08/10/2016 | Claimant(s): Joanna Cottrell
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Woodridge Capital Portfolio Management
Respondent Lawyers(s): Joshua Horn
Arbitrator(s): Anita Rae Shapiro, Ronald F. Rybandt, Daniel James Yee
Hearing Site: Los Angeles, CA
|  | $0 |
| 12-02414 | 12/02/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Daren A. Luma, Mauricio Beugelmans
Respondent(s): Matthew Celenza
Respondent Lawyers(s): Jeffrey K. Riffer
Arbitrator(s): George L. Tindall, Ronald F. Rybandt, Gregory Douglas Stone
Hearing Site: Los Angeles, CA
| | |
| 10-05780 | 06/06/2012 | Claimant(s): The Heater Family Trust
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): William M. Turner
Arbitrator(s): William E. Schneider, Ronald F. Rybandt, Brent J. Rosenbaum
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-04587 | 03/19/2012 | Claimant(s): Darlene Peterson, Karen Labuda, Sherry Leach-Warth
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Sandra L. Malek, Laurent C. Vonderweidt, Ronald F. Rybandt
Hearing Site: Los Angeles, CA
| | $1,403,500 |
| 10-00477 | 06/23/2011 | Claimant(s): Michael Armstrong, Michael Armstrong IRA
Claimant Lawyers(s): David Liebrader
Respondent(s): David Carlson
Respondent Lawyers(s): Alvin L. Fishman
Arbitrator(s): Neil S. Jasper, Royal D. Heisser, Ronald F. Rybandt
Hearing Site: Los Angeles, CA
| | $218,163 |
| 09-05989 | 02/22/2011 | Claimant(s): Angele Bahuth, Joseph Bahuth
Claimant Lawyers(s): Philip W. Bartenetti
Respondent(s): Andrew Coulter, UBS Financial Services Inc.
Respondent Lawyers(s): Kathleen S. Adams
Arbitrator(s): Robert B. Moran, Bruce A. Davidson, Ronald F. Rybandt
Hearing Site: Los Angeles, CA
| | $0 |
| 08-03838 | 03/25/2010 | Claimant(s): Joann Laskin
Claimant Lawyers(s): David N. Lake
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Nikole J. Crosby
Arbitrator(s): Susan B. Gans-Smith, Ronald F. Rybandt, Robert C. Albini
Hearing Site: Los Angeles, CA
| | $0 |
| 09-00405 | 01/29/2010 | Claimant(s): J. Benefield, Mary Benefield, The Benefield Family Trust
Claimant Lawyers(s): Martin B. Greenbaum, Ron Miller
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Vincent J. Natoli, Ronald F. Rybandt, Steven J. Feldman
Hearing Site: Los Angeles, CA
| | $366,840 |
| 08-02789 | 08/21/2009 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Patrick J. Folan
Respondent(s): Charles Laverty
Respondent Lawyers(s): Zachary R. Smith
Arbitrator(s): Basil Lewis, Mark A. Levy, Ronald F. Rybandt
Hearing Site: Los Angeles, CA
| | |
| 05-03927 | 11/08/2007 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Walter Glass
Respondent Lawyers(s): Stephen M. Harris
Arbitrator(s): Linda L. Drummond, Joel D. Davidman, Ronald F. Rybandt
Hearing Site: Los Angeles, CA
| | |
