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FINRA Awards for The Heater Family Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0578006/06/2012Claimant(s): The Heater Family Trust
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): William M. Turner
Arbitrator(s): William E. Schneider, Ronald F. Rybandt, Brent J. Rosenbaum
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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