| 23-00586 | 11/12/2024 | Claimant(s): Arline Miller, Arline Miller IRA
Claimant Lawyers(s): Arline Miller
Respondent(s): Jason Vanclef
Respondent Lawyers(s): Jason Vanclef
Arbitrator(s): Neil S. Jasper, Olivia J. Valentine, Barry D. Kaye
Hearing Site: Los Angeles, CA
|  | Expungement |
| 23-01584 | 05/09/2024 | Claimant(s): Ping Shuang Wu
Claimant Lawyers(s): Christina Vourakis
Respondent(s): Cetera Investment Services.
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Neil S. Jasper
Hearing Site: Los Angeles, CA
| | |
| 22-02387 | 10/16/2023 | Claimant(s): William Bejarano
Claimant Lawyers(s): Philip L. Vujanov
Respondent(s): Gregory Ramirez
Respondent Lawyers(s): Craig Bockman
Arbitrator(s): Neil S. Jasper, Milan Slama, Leonard Gross
Hearing Site: Los Angeles, CA
| | $10,000 |
| 22-01244 | 03/09/2023 | Claimant(s): Kelley Slaught
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Michael West
Arbitrator(s): Neil S. Jasper
Hearing Site: Los Angeles, CA
| | |
| 22-00415 | 09/13/2022 | Claimant(s): Kenneth South
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): William H. Badinelli
Arbitrator(s): Neil S. Jasper, Sean Anthony Richardson
Hearing Site: Los Angeles, CA
| | |
| 21-02677 | 04/27/2022 | Claimant(s): Rusty Hood
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Transamerica Financial Advisors.
Respondent Lawyers(s): Susan D. Duff
Arbitrator(s): Neil S. Jasper
Hearing Site: Los Angeles, CA
| | |
| 19-01115 | 10/22/2019 | Claimant(s): Jennifer Turner
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Neil S. Jasper
Hearing Site: Los Angeles, CA
| | |
| 19-00164 | 09/10/2019 | Claimant(s): Timothy Werdel
Claimant Lawyers(s): Matthew Wolper
Respondent(s): Cuso Financial Services, L.P.
Respondent Lawyers(s): Maria J. Seedner
Arbitrator(s): Neil S. Jasper
Hearing Site: Los Angeles, CA
| | |
| 18-00325 | 07/31/2019 | Claimant(s): Daryl Cole
Claimant Lawyers(s): Michael Bessette
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Bradley A. Fishman
Arbitrator(s): Neil S. Jasper
Hearing Site: Los Angeles, CA
| | |
| 17-01950 | 05/14/2019 | Claimant(s): Beverly Symms, William and Beverly Symms Living Trust
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Gregory Hill, Royal Alliance Associates., Ronald Knight
Respondent Lawyers(s): Amir Tadjedin, Ronald Arthur Knight
Arbitrator(s): Neil S. Jasper, Joseph C. Watson, Lisa Suzette Hart
Hearing Site: Los Angeles, CA
| | Expungement |
